Safeguarding Your Assets

As your financial professionals, we are committed to ensuring the utmost security of your assets and your personal information.  This is a business built around trust, and we take very seriously the trust you have placed in us and the responsibility that follows.  In light of this, with guidance from some of the foremost experts in cyber and financial security, we have developed a robust set of practices reasonably designed to identify and prevent theft, misuse, and cyber fraud.

Custodial Relationship

The assets you entrust to us are placed into a custody with a trusted outside firm.  Our advisory practice is designed as a multi-custodial firm, and we currently utilize Fidelity Investments and RBC Wealth Management as custodians.  Our selection of these firms brings you the strength, stability, and protection you need to help you meet your financial goals. Working together with our custodians’ advanced brokerage platforms and comprehensive asset protections provides a solid foundation to help us safeguard your securities and help you achieve your financial objectives.  Learn more using the links found below.

Operational Safeguards 

Our policies and procedures are designed to protect your assets and personal information at every level.  These procedures may sometimes come across as redundant and a bit of an inconvenience, but we believe this is a critical price to pay for ensuring the safety of your investments.  If you ever have any questions or concerns, please contact us for clarification.  

Educating Clients

It is also important that, as clients, you take the necessary steps to help protect your valuable personal information from cyber fraud.  Together with experts from Fidelity, we have developed some simple resources to help you address this complex challenge.  Please see the links below for some valuable insights into this important topic.  We are also pleased to provide consultation if you need assistance implementing some of these important safeguards.